Shing Wai Wong
王盛偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Wai Wong (王盛偉), a licensed former licensee with CE reference AFV549. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-22 | 2024-09-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | 2024-09-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-17 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-12 | 2017-02-12 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-20 | 2004-02-26 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-19 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-19 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-07 |
| Hing Wong Securities Limited 興旺證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-07 |