Ben Charles Suttie

CE No. AFW867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Charles Suttie (), a licensed former licensee with CE reference AFW867. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Ord Minnett Hong Kong Limited
Rep Type 1 — Dealing in securities 2016-04-19 2016-07-05
Ord Minnett Hong Kong Limited
Rep Type 4 — Advising on securities 2016-04-19 2016-07-05
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2010-06-30 2011-12-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2010-02-09 2010-04-13
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 7 — Providing automated trading services 2010-02-09 2010-04-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities present 2007-11-24
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts present 2007-11-24
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 — Advising on securities present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services present 2007-11-24
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services present 2007-11-24

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