Cheong Seng Yap
葉長成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheong Seng Yap (葉長成), a licensed former licensee with CE reference AFY708. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-31 | 2023-12-28 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-31 | 2023-12-28 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-26 | 2020-03-20 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-26 | 2020-03-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-08 | 2017-09-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-08 | 2017-09-18 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-26 | 2016-10-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-16 | 2012-01-30 |
| Everbest Insurance and Financial Services Limited 恒泰保險財資服務有限公司 |
RO | Type 4 — Advising on securities | 2004-03-03 | 2005-01-03 |