Yau Wing Hui
許有榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Wing Hui (許有榮), a licensed Representative with CE reference AGH231. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-15 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-04 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-06-21 | 2025-11-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-10 | 2025-11-12 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-20 | 2007-11-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-09 | 2006-03-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-09 | 2006-03-04 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-01-09 | 2006-03-04 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-29 | 2005-07-01 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-07-29 | 2005-07-01 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-07-29 | 2005-03-10 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-16 |