Pak Lung Lo
盧柏龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lung Lo (盧柏龍), a licensed former licensee with CE reference AGK697. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-03 | 2025-08-07 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-10 | 2019-03-26 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-06 | 2024-08-31 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-06 | 2018-09-10 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-06 | 2024-08-31 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-10 | 2017-09-06 |
| Zhonghui International Futures Company Limited 中輝國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-10 | 2017-09-06 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-10 | 2017-09-06 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-22 | 2016-05-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-22 | 2016-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-20 | 2015-10-10 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-20 | 2015-10-10 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-04 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-04 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-04 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-04 |