Joshua Ka Fai Wat
屈家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Ka Fai Wat (屈家輝), a licensed Responsible Officer with CE reference AGL771. Currently licensed at 1 firm(s): JW Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Limited | RO | Type 9 — Asset management | 2011-12-19 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2008-06-25 | 2011-12-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-28 | 2011-12-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-28 | 2011-12-06 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-08-28 | 2011-12-06 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-23 | 2011-12-06 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-04-04 | 2011-12-06 |
| DRT Management Limited |
Rep | Type 9 — Asset management | 2006-09-30 | 2007-03-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-18 | 2006-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2006-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-12-12 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-12-12 |