Herman Hon Man Woo
胡瀚文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Hon Man Woo (胡瀚文), a licensed former licensee with CE reference AGN338. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2022-03-18 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-22 | 2018-02-28 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | 2017-05-05 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-25 | 2014-05-15 |
| Grey Investment Limited 高易投資有限公司 |
Rep | Type 9 — Asset management | 2012-07-25 | 2012-10-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-28 | 2012-03-01 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-20 | 2011-01-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-12-01 | 2011-01-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-11 | 2011-01-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-27 | 2007-03-26 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-08-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |