Simon Ho Yin Chuen
秦浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Ho Yin Chuen (秦浩然), a licensed Representative with CE reference AGO936. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-16 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-14 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-24 | 2009-12-05 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-14 | 2006-07-07 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-07 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-28 |
| Kwai Hung Securities Company Limited 桂洪證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-28 |