Suan Jin Tan
陳川俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suan Jin Tan (陳川俊), a licensed former licensee with CE reference AGP730. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-15 | 2016-05-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-15 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-15 | 2016-05-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-15 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2013-08-15 | 2016-05-04 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-08-15 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-19 | 2011-12-19 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-14 | 2010-03-04 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-14 | 2010-03-04 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 9 — Asset management | 2006-03-14 | 2010-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-05-19 | 2005-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-05-19 | 2005-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-05-19 | 2005-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2005-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |