Ngai Ting
丁嵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Ting (丁嵬), a licensed Responsible Officer with CE reference AHV456. Currently licensed at 1 firm(s): Yuet Sheung International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-22 | present |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-29 | present |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-28 | 2018-05-29 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-17 | 2018-02-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-02 | 2018-02-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-02 | 2018-02-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-27 | 2010-05-17 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-27 | 2010-05-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-08 | 2007-11-14 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-08 | 2007-11-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-17 | 2006-09-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-09-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-26 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-26 |