Felix Tak Mong Lee
李德望
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Tak Mong Lee (李德望), a licensed Responsible Officer with CE reference AHV479. Currently licensed at 2 firm(s): Tianda Securities Limited, Tianda Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-30 | present |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-06-30 | present |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 — Advising on securities | 2025-06-30 | present |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2025-06-30 | present |
| BaoJia Capital Limited 保嘉資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-17 | 2025-06-12 |
| BaoJia Capital Limited 保嘉資本有限公司 |
Rep | Type 9 — Asset management | 2025-03-17 | 2025-06-12 |
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-17 | 2024-09-14 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-15 | 2024-09-14 |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-14 | 2023-02-17 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-14 | 2024-09-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2022-03-31 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-17 | 2022-03-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-02 | 2021-08-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-08 | 2021-08-03 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-08 | 2021-08-03 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-23 | 2013-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-16 | 2011-10-08 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-11 | 2011-10-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-06 | 2011-10-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-06 | 2011-10-08 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-06 | 2011-03-26 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-03-26 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-28 | 2010-12-01 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-14 | 2010-12-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2010-12-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2010-12-01 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-01-02 | 2008-09-20 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2006-11-01 |