Chai Sin Lee

李濟善
CE No. AJA483 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chai Sin Lee (李濟善), a licensed former licensee with CE reference AJA483. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2012-06-20 2017-04-06
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-06-20 2017-04-06
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 — Dealing in securities 2009-09-25 2013-09-13
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2009-09-25 2013-09-13
Emperor Securities Limited
英皇證券有限公司
Rep Type 1 — Dealing in securities 2008-01-04 2008-10-29
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2007-04-20 2007-12-28
Asia Pacific Securities Limited
亞太證券有限公司
Rep Type 1 — Dealing in securities 2006-08-17 2007-03-27
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2003-08-05 2006-08-01

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