Ying Kin Wong
黃英健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kin Wong (黃英健), a licensed Responsible Officer with CE reference AJK619. Currently licensed at 1 firm(s): Optimas Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 9 — Asset management | 2020-03-04 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 4 — Advising on securities | 2018-12-12 | present |
| Optimas Capital Limited 中庸資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-12 | 2023-07-07 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2017-03-23 | 2020-03-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-20 | 2016-04-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-12 | 2016-04-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2013-05-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-07-27 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-07-02 | 2013-05-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-07-02 | 2013-05-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-22 | 2009-05-11 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2005-07-22 | 2009-05-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-03 | 2005-07-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-02-03 | 2005-03-11 |