Jiang (SFC:AKO829) Zhu
朱江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiang (SFC:AKO829) Zhu (朱江), a licensed former licensee with CE reference AKO829. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-03 | 2023-01-12 |
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 4 — Advising on securities | 2019-06-26 | 2023-01-12 |
| Juno Capital Management Limited 君諾資本有限公司 |
RO | Type 9 — Asset management | 2019-06-26 | 2023-01-12 |
| Juno Capital Management Limited 君諾資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-15 | 2019-06-26 |
| Juno Capital Management Limited 君諾資本有限公司 |
Rep | Type 9 — Asset management | 2019-01-15 | 2019-06-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2013-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-12-03 | 2013-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2013-08-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-15 | 2010-12-06 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-06-28 | 2007-05-11 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-06-28 | 2007-05-11 |