Humphrey Nam Lung Lau
劉南龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Humphrey Nam Lung Lau (劉南龍), a licensed Representative with CE reference ALK811. Currently licensed at 2 firm(s): Macquarie Markets Trading Limited, Macquarie Capital Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | Rep | Type 1 — Dealing in securities | 2021-02-22 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-14 | present |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-10-22 | 2016-12-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-14 | 2008-01-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-08 | 2006-06-16 |