Anandomoy Ghosh

CE No. ALL099 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anandomoy Ghosh (), a licensed former licensee with CE reference ALL099. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2009-12-18 2011-11-29
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 — Dealing in securities 2009-12-18 2011-11-29
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 — Dealing in futures contracts 2009-12-18 2011-11-29
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2008-06-02 2009-06-10
BNP Paribas Futures (Hong Kong) Limited
法國巴黎期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-06-02 2009-06-10
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2006-12-06 2008-03-18
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2006-12-06 2008-03-18
Paribas Asia Equity Limited
巴黎巴亞洲証券有限公司
Rep Type 1 — Dealing in securities 2004-11-16 2006-10-27
BNP Paribas Futures (Hong Kong) Limited
法國巴黎期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2004-11-16 2006-10-27

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