Raymond Kwan Ho Tse
謝君豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kwan Ho Tse (謝君豪), a licensed former licensee with CE reference ALY230. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-25 | 2021-01-21 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-07 | 2013-02-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-01 | 2010-04-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-16 | 2006-05-26 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-19 | 2005-09-08 |