Koon Ki Wong
黃冠麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Ki Wong (黃冠麒), a licensed Responsible Officer with CE reference ALY611. Currently licensed at 1 firm(s): DELPHINIUM ASSETS MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-16 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 9 — Asset management | 2024-05-16 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-19 | 2024-05-16 |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-19 | 2024-05-16 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 4 — Advising on securities | 2023-03-17 | 2023-11-30 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 9 — Asset management | 2023-03-17 | 2023-11-30 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-20 | 2023-03-17 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 9 — Asset management | 2021-08-20 | 2023-03-17 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-21 | 2019-10-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-21 | 2019-10-16 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-21 | 2019-10-16 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2019-08-15 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-01 | 2019-08-15 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-01 | 2019-08-15 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-07-31 | 2016-03-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-11-16 | 2016-03-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-15 | 2016-03-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-17 | 2016-03-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-09 | 2016-03-16 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-02 | 2007-06-12 |