Kam Sing Wan
尹錦成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Sing Wan (尹錦成), a licensed former licensee with CE reference AMB767. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-18 | 2015-01-02 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-20 | 2015-01-02 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2011-05-30 | 2012-04-23 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-23 | 2009-02-01 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-23 | 2009-02-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-19 | 2006-02-17 |