Tao Xu
許韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Xu (許韜), a licensed Responsible Officer with CE reference AMF173. Currently licensed at 1 firm(s): Harmony Capital Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-14 | present |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-14 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-12 | 2015-10-15 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-27 | 2015-10-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-18 | 2015-10-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-08 | 2005-07-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-08 | 2005-07-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-08 | 2005-07-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-07-08 | 2005-07-22 |