Kwok Chun Lai
黎國俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chun Lai (黎國俊), a licensed former licensee with CE reference AMF298. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-23 | 2006-06-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-13 | 2005-09-21 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-13 | 2005-09-21 |