Ka Shun Ho
何嘉順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shun Ho (何嘉順), a licensed former licensee with CE reference AMK149. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-08 | 2022-10-15 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-08 | 2022-10-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2011-10-31 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2011-10-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-26 | 2009-05-31 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-18 | 2006-09-01 |