Charles Francis Campbell Poulton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Francis Campbell Poulton ( ), a licensed former licensee with CE reference AMK227. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-11-06 | 2021-09-30 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2009-11-06 | 2021-09-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2006-05-04 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-05 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-09-05 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-09-05 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2005-09-05 | 2008-11-20 |