Chun Ho King
金振豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ho King (金振豪), a licensed former licensee with CE reference AMM228. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-05-20 | 2016-06-07 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-20 | 2016-06-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2015-05-20 | 2016-06-07 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2014-12-08 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-02 | 2014-12-08 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-02 | 2014-12-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-07 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-01-07 | 2010-12-06 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-16 | 2007-10-19 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-11-16 | 2007-10-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-20 | 2006-10-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-09-20 | 2006-10-23 |