Peter Yui Chi Yuen
阮叡智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yui Chi Yuen (阮叡智), a licensed Responsible Officer with CE reference AMP163. Currently licensed at 1 firm(s): Jump Trading Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jump Trading Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2021-11-05 | present |
| Jump Trading Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2021-11-05 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-07 | 2014-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-21 | 2014-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-21 | 2014-02-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-21 | 2010-09-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2009-05-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-25 | 2009-05-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-18 | 2007-03-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-18 | 2007-03-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-10-18 | 2007-03-28 |