Wan Yin Fung

馮蘊妍
CE No. AND435 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yin Fung (馮蘊妍), a licensed former licensee with CE reference AND435. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
DC Wealth Management (HK) Limited
德萃財富管理(香港)有限公司
Rep Type 1 — Dealing in securities 2025-11-20 2026-04-30
DC Wealth Management (HK) Limited
德萃財富管理(香港)有限公司
Rep Type 4 — Advising on securities 2025-11-20 2026-04-30
DC Wealth Management (HK) Limited
德萃財富管理(香港)有限公司
Rep Type 9 — Asset management 2025-11-20 2026-04-30
Glory Sun Securities Limited
寶新證券有限公司
Rep Type 1 — Dealing in securities 2022-06-13 2022-10-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2011-04-15 2012-04-05
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2011-04-15 2012-04-05
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2006-02-28 2006-09-14
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 — Dealing in securities 2006-02-28 2006-09-14
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 — Dealing in futures contracts 2006-02-28 2006-09-14

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