Alex Wing To Wong
黃穎濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Wing To Wong (黃穎濤), a licensed Responsible Officer with CE reference ANH516. Currently licensed at 1 firm(s): FTI Capital Advisors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-17 | present |
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 4 — Advising on securities | 2023-01-17 | present |
| FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-01-17 | present |
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-21 | 2022-08-08 |
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 4 — Advising on securities | 2021-12-21 | 2022-08-08 |
| AEM Capital Limited 明德企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-20 | 2022-08-08 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2017-10-25 | 2018-02-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2017-10-25 | 2018-02-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2017-10-25 | 2018-02-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2013-09-30 | 2017-08-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2013-09-30 | 2017-08-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2013-09-30 | 2017-08-03 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-11-26 | 2013-05-01 |
| Centaurus Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-11-26 | 2013-05-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2012-11-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-03 | 2012-11-07 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-05-25 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2009-05-25 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-04-30 | 2010-07-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-01 | 2009-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2009-02-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-24 | 2007-08-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-04-24 | 2007-08-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-24 | 2007-08-16 |