Sam Chi Him Ng
吳子謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Chi Him Ng (吳子謙), a licensed Responsible Officer with CE reference ANQ542. Currently licensed at 2 firm(s): China CIFCO Securities Co., Limited, China International Futures (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-01-27 | present |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
RO | Type 4 — Advising on securities | 2022-01-27 | present |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-06 | present |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-14 | 2022-01-27 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-23 | 2019-04-04 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-20 | 2019-04-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-20 | 2019-04-04 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-15 | 2016-05-11 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-15 | 2016-05-11 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-14 | 2016-01-29 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-14 | 2016-01-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2012-05-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-01 | 2012-05-07 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-21 | 2010-09-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-21 | 2010-09-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-11 | 2009-08-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-21 | 2009-08-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-13 | 2008-01-01 |