Mandy Hiu Kwan Lok
駱曉筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Hiu Kwan Lok (駱曉筠), a licensed former licensee with CE reference ANR249. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-24 | 2014-08-08 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-05-06 | 2011-10-08 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-05-06 | 2011-10-08 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-15 | 2010-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-10-03 | 2009-03-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2007-10-03 | 2009-03-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-18 | 2009-03-19 |