Chuanxuan Chen
陳川炫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuanxuan Chen (陳川炫), a licensed former licensee with CE reference ANT855. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-09 | 2021-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-09 | 2021-06-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-09 | 2021-06-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-25 | 2017-06-23 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-25 | 2017-06-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-06 | 2012-08-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-06 | 2012-08-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-06 | 2012-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-08-14 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-08-14 | 2011-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-08-14 | 2011-03-01 |