Shiding Ma
馬世鼎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiding Ma (馬世鼎), a licensed former licensee with CE reference AOM707. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-17 | 2015-08-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-07-17 | 2015-08-17 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-05 | 2015-08-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-25 | 2013-07-17 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-25 | 2013-07-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-01-30 | 2008-02-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-01-30 | 2008-02-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-01-30 | 2008-02-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-01-30 | 2008-02-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-01-30 | 2008-02-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-01-30 | 2008-02-22 |