Kim Kuan Francis Tan
陳錦冠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Kuan Francis Tan (陳錦冠), a licensed Responsible Officer with CE reference AOO513. Currently licensed at 1 firm(s): Orchid Tree Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orchid Tree Investment Management Limited |
RO | Type 9 — Asset management | 2026-03-10 | present |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-28 | 2024-10-04 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 4 — Advising on securities | 2021-10-15 | 2025-10-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 9 — Asset management | 2021-10-15 | 2025-10-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-03 | 2021-10-15 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-03 | 2021-10-15 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-28 | 2021-06-01 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 — Asset management | 2020-05-28 | 2021-06-01 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-20 | 2020-05-28 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 — Asset management | 2020-05-20 | 2020-05-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-21 | 2019-07-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-21 | 2019-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-05-02 | 2013-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-05-02 | 2013-07-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-05-02 | 2013-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-13 | 2008-10-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-13 | 2008-10-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-02-13 | 2008-10-28 |