Wilson Yau Kee Mak
麥有基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilson Yau Kee Mak (麥有基), a licensed Representative with CE reference AOO701. Currently licensed at 2 firm(s): SDIC Securities (Hong Kong) Limited, SDIC Securities Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-15 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-15 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-23 | 2012-09-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-23 | 2012-09-05 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-19 | 2010-08-28 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2010-08-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-30 | 2008-10-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-06 | 2008-09-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2007-12-10 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-08 | 2007-10-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-16 | 2007-10-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-16 | 2007-10-30 |