Jacqueline Ka Yee Lee
李家怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacqueline Ka Yee Lee (李家怡), a licensed Representative with CE reference AOS409. Currently licensed at 1 firm(s): Holly International Financial Holdings Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-25 | present |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-06-25 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-26 | 2021-06-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-26 | 2021-06-15 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-10-04 | 2015-09-29 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2015-09-29 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-22 | 2015-09-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-09 | 2011-08-10 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-09 | 2011-08-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-24 | 2010-10-22 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-24 | 2010-10-22 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-12-24 | 2010-10-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-14 | 2009-10-28 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-14 | 2009-10-28 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-07-14 | 2009-10-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-20 | 2008-09-03 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-20 | 2008-09-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-21 | 2007-08-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-21 | 2007-08-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-03-21 | 2007-08-31 |