Andrew Robert Bourne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Robert Bourne ( ), a licensed former licensee with CE reference AOY105. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-01 | 2019-03-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-01 | 2019-03-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2013-07-24 | 2016-10-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2016-10-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-11 | 2016-10-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2010-06-11 | 2016-10-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-06-11 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-06-11 | 2013-07-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-06-11 | 2010-12-06 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-05-16 | 2010-03-11 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-16 | 2010-03-11 |