Wai Fun Wong
黃慧芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fun Wong (黃慧芬), a licensed Representative with CE reference APK768. Currently licensed at 2 firm(s): Shenwan Hongyuan Securities (H.K.) Limited, Shenwan Hongyuan Futures (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-15 | present |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-15 | present |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2019-03-01 | 2020-05-08 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2018-01-05 | 2020-05-08 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2018-01-05 | 2020-05-08 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2017-09-06 | 2018-01-05 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2017-09-06 | 2019-03-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-05 | 2017-08-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-24 | 2017-08-31 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2008-01-28 |