Yin Ting Cindy Lui
呂彥婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ting Cindy Lui (呂彥婷), a licensed former licensee with CE reference APR037. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-20 | 2026-03-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-20 | 2026-03-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-20 | 2026-03-10 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-22 | 2021-03-18 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-22 | 2021-03-18 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-06 | 2021-03-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-25 | 2020-01-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-25 | 2020-01-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2019-03-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-21 | 2019-03-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-09-21 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-09-21 | 2013-08-31 |