Chi Yung Sam
岑智勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yung Sam (岑智勇), a licensed Responsible Officer with CE reference APR850. Currently licensed at 5 firm(s): Planetree Securities Limited, Planetree Research Limited, Planetree Discount Lending Limited, Planetree Asset Management Limited, Planetree Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 7 — Providing automated trading services; Type 8 — Securities margin financing; Type 9 — Asset management. Total licence records on file: 33.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Providing automated trading services →More firms doing Securities margin financing →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2025-06-03 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-27 | present |
| Planetree Research Limited | RO | Type 4 — Advising on securities | 2024-08-27 | present |
| Planetree Discount Lending Limited | RO | Type 8 — Securities margin financing | 2024-08-27 | present |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-27 | present |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-07-12 | present |
| Planetree Research Limited | Rep | Type 5 — Advising on futures contracts | 2024-07-12 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2024-07-12 | present |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-12 | 2024-08-27 |
| Planetree Research Limited | Rep | Type 4 — Advising on securities | 2024-07-12 | 2024-08-27 |
| Planetree Discount Lending Limited | Rep | Type 8 — Securities margin financing | 2024-07-12 | 2024-08-27 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-12 | 2024-08-27 |
| Doo Financial HK Limited 都會金融香港有限公司 |
RO | Type 4 — Advising on securities | 2023-06-16 | 2023-10-25 |
| Doo Financial HK Limited 都會金融香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-25 | 2023-06-16 |
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 4 — Advising on securities | 2022-12-06 | 2023-04-18 |
| Plotio Forex Limited 百利好外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2022-03-21 | 2023-04-18 |
| Patrons Securities Limited 百惠證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-04 | 2023-04-18 |
| Patrons Securities Limited 百惠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-06 | 2020-12-04 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-18 | 2020-08-31 |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-24 | 2020-03-18 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-11 | 2019-12-31 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2019-03-11 | 2019-12-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-14 | 2018-10-31 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2016-07-05 | 2018-10-31 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-04-26 | 2018-10-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-26 | 2016-07-05 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-02-23 | 2016-03-11 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-07-28 | 2016-03-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-16 | 2016-03-11 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-07-16 | 2015-07-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-16 | 2013-05-24 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-03-16 | 2013-05-24 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-05 | 2008-08-12 |