Bradley Stuart Koch
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bradley Stuart Koch ( ), a licensed former licensee with CE reference APY539. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2025-08-11 | 2025-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2025-08-11 | 2025-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2025-08-11 | 2025-08-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-11-29 | 2024-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2024-11-29 | 2024-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2024-11-29 | 2024-12-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-06-03 | 2024-06-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2024-06-03 | 2024-06-06 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2024-06-03 | 2024-06-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-04-05 | 2024-04-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2024-04-05 | 2024-04-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2024-04-05 | 2024-04-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2023-06-16 | 2023-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2023-06-16 | 2023-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2023-06-16 | 2023-06-21 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-03-04 | 2009-04-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2009-04-01 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-02 | 2009-04-01 |