Kenneth King Yin Tam
譚敬賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth King Yin Tam (譚敬賢), a licensed Representative with CE reference AQA664. Currently licensed at 1 firm(s): Max Giant Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Max Giant Limited 巨溢有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-22 | present |
| Max Giant Limited 巨溢有限公司 |
Rep | Type 9 — Asset management | 2022-11-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-10 | 2018-07-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-10 | 2018-07-25 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-10 | 2018-07-25 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-02 | 2017-09-15 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-02 | 2017-09-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-15 | 2013-11-04 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-15 | 2013-11-04 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-23 | 2008-02-18 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-23 | 2008-02-18 |