Yu Hin Luk
陸汝軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hin Luk (陸汝軒), a licensed former licensee with CE reference AQC892. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-05 | 2026-03-31 |
| Wiseview Asset Management Limited 冠誠資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-05 | 2026-03-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-16 | 2023-01-27 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-16 | 2023-01-27 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-31 | 2018-03-21 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-31 | 2018-03-21 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2013-09-30 | 2017-04-09 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2013-09-30 | 2017-04-09 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2013-09-30 | 2017-04-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-07-30 | 2013-09-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2013-09-09 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-13 | 2013-09-09 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-14 | 2010-04-07 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-06 | 2010-04-07 |