Siu Lok Yuen
元兆洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lok Yuen (元兆洛), a licensed Representative with CE reference AQD646. Currently licensed at 1 firm(s): Global Mastermind Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-30 | present |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-17 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2020-01-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-21 | 2014-08-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-18 | 2008-04-14 |