Maat Sheung Chiu Lam

林襄潮
CE No. AQK246 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maat Sheung Chiu Lam (林襄潮), a licensed Representative with CE reference AQK246. Currently licensed at 2 firm(s): First Shanghai Futures Limited, First Shanghai Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 21.

Licence history

FirmRoleRegulated activityFromTo
First Shanghai Futures Limited
第一上海期貨有限公司
Rep Type 2 — Dealing in futures contracts 2026-02-24 present
First Shanghai Securities Limited
第一上海證券有限公司
Rep Type 1 — Dealing in securities 2025-11-27 present
FWD Financial Planning Limited
富衛財務策劃有限公司
RO Type 1 — Dealing in securities 2025-02-04 2025-11-08
FWD Financial Planning Limited
富衛財務策劃有限公司
RO Type 4 — Advising on securities 2025-02-04 2025-11-08
Frontier Capital Management Limited
方達資本管理有限公司
RO Type 1 — Dealing in securities 2022-09-23 2023-05-12
Frontier Capital Management Limited
方達資本管理有限公司
RO Type 4 — Advising on securities 2022-09-23 2023-05-12
Frontier Capital Management Limited
方達資本管理有限公司
Rep Type 1 — Dealing in securities 2022-06-06 2022-09-23
Frontier Capital Management Limited
方達資本管理有限公司
Rep Type 4 — Advising on securities 2022-06-06 2022-09-23
Frontier Capital Management Limited
方達資本管理有限公司
Rep Type 9 — Asset management 2022-06-06 2023-05-12
Silver Nile Global Investments Limited
銀豐環球投資有限公司
RO Type 2 — Dealing in futures contracts 2021-12-13 2022-04-29
Silver Nile Global Investments Limited
銀豐環球投資有限公司
Rep Type 1 — Dealing in securities 2021-11-16 2022-04-29
Silver Nile Global Investments Limited
銀豐環球投資有限公司
Rep Type 2 — Dealing in futures contracts 2021-11-16 2021-12-13
SDHG International Securities Limited
山高國際證券有限公司
RO Type 1 — Dealing in securities 2021-08-16 2021-11-06
SDHG International Securities Limited
山高國際證券有限公司
Rep Type 1 — Dealing in securities 2021-07-07 2021-08-16
Thomas Global Financial Services Limited
石匠環球金服有限公司
RO Type 1 — Dealing in securities 2019-06-24 2021-05-14
Mason Securities Limited
茂宸證券有限公司
Rep Type 1 — Dealing in securities 2014-11-13 2021-05-14
Duncan Futures Limited
鄧肯期貨有限公司
Rep Type 2 — Dealing in futures contracts 2014-11-13 2021-05-14
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 — Dealing in securities 2013-07-15 2014-11-03
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2013-07-15 2014-11-03
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-05-20 2013-07-03
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 — Dealing in securities 2008-02-04 2013-07-03

Related