Wayne Trench

CE No. AQO347 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Trench (), a licensed former licensee with CE reference AQO347. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
OSL Digital Securities Limited
OSL數字證券有限公司
RO Type 1 — Dealing in securities 2020-12-15 2024-02-01
OSL Digital Securities Limited
OSL數字證券有限公司
RO Type 7 — Providing automated trading services 2020-12-15 2024-02-01
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 — Advising on securities 2015-07-31 2017-12-08
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 5 — Advising on futures contracts 2015-07-31 2017-12-08
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2015-06-08 2017-12-08
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2015-06-08 2017-12-08
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2015-06-08 2017-12-08
Morgan Stanley Hong Kong Securities Limited Rep Type 7 — Providing automated trading services 2015-06-08 2017-12-08
Morgan Stanley Hong Kong Securities Limited Rep Type 2 — Dealing in futures contracts 2010-12-06 2012-04-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2010-07-12 2012-04-16
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2010-07-12 2012-04-16
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2010-07-12 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2010-07-12 2012-04-16
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2010-07-12 2010-12-06
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2008-02-26 2010-05-28

Related