Jinhui Xie
謝錦慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinhui Xie (謝錦慧), a licensed Representative with CE reference AQO522. Currently licensed at 1 firm(s): Symmetry Investments (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Symmetry Investments (Hong Kong) Limited 對稱資本有限公司 |
Rep | Type 9 — Asset management | 2021-07-06 | present |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-04 | 2018-12-04 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-04 | 2021-05-31 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-04 | 2021-05-31 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-12 | 2018-12-04 |
| Red Cliff Asset Management Limited 赤壁資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-10 | 2018-04-03 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-18 | 2016-10-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2011-11-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-07-02 | 2011-11-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-07-02 | 2011-11-30 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-12-10 | 2009-04-08 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-10 | 2009-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2009-04-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-02 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-03 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-03 | 2008-09-29 |