Dawson Koo
古道信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawson Koo (古道信), a licensed Representative with CE reference AQV537. Currently licensed at 1 firm(s): Arrowpoint Investment Partners (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arrowpoint Investment Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-06-26 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-31 | 2021-06-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-19 | 2018-10-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-23 | 2016-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-06 | 2016-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-06 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-10 | 2016-01-26 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-10 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2008-04-10 | 2008-11-24 |