Divyesh Dineshchandra Patel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Divyesh Dineshchandra Patel, a licensed Responsible Officer with CE reference AQW179. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-17 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 — Providing automated trading services | 2026-03-17 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-11 | 2026-03-17 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-05 | 2021-08-27 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-05 | 2021-08-27 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2018-10-16 | 2019-08-29 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2018-10-16 | 2019-08-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-10 | 2018-07-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2018-07-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2018-07-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2016-01-13 | 2018-07-05 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-04-15 | 2015-10-30 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2008-04-15 | 2015-10-30 |