Carmen Yick Man Kam
甘譯文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Yick Man Kam (甘譯文), a licensed former licensee with CE reference ARA645. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-10 | 2012-02-24 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-10 | 2012-02-24 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-20 | 2009-09-07 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-20 | 2009-09-07 |