Eugene Wan Yan Mak
麥穎恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene Wan Yan Mak (麥穎恩), a licensed Representative with CE reference ARD506. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 — Asset management | 2022-08-16 | present |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-14 | 2022-06-10 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-21 | 2022-06-10 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 9 — Asset management | 2022-02-21 | 2022-06-10 |
| iCapital Advisory Limited |
RO | Type 1 — Dealing in securities | 2020-04-03 | 2020-09-28 |
| iCapital Advisory Limited |
RO | Type 4 — Advising on securities | 2020-04-03 | 2020-09-28 |
| iCapital Advisory Limited |
Rep | Type 1 — Dealing in securities | 2019-11-20 | 2020-04-03 |
| iCapital Advisory Limited |
Rep | Type 4 — Advising on securities | 2019-11-20 | 2020-04-03 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2011-12-01 | 2013-12-20 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2011-12-01 | 2013-12-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-03-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-28 | 2011-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-28 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-05-28 | 2011-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2008-05-28 | 2010-12-06 |