iCapital Advisory Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for iCapital Advisory Limited ( ), a Hong Kong-based licensed corporation with CE reference BNN296. Currently licensed for regulated activity type(s) 4 — Advising on securities. Current licensed staff on file: 2 (total recorded over time: 4). Earliest licence on file: 2018-12-10.
Registered address
Unit 67, Level 1503, Admiralty Centre Tower 1, 18 Harcourt Road, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2018-12-10 | present |
| Type 1 — Dealing in securities | 2018-12-10 | 2020-11-02 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rajiv Dhown | RO 1, 4 | 2018-12 | 2020-10 |
| Wissam Farah | RO 4 | 2022-08 | Present |
| Steven Thomas Halford | RO 1, 4 | 2018-12 | Present |
| Eugene Wan Yan Mak 麥穎恩 | RO 1, 4 Rep 1, 4 | 2019-11 | 2020-09 |
Showing 1–4 of 4
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